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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| IL | RA | APPROVED | 2020-01-15 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holistic Planners Network | Washington | DC | 02/2017 | 06/2019 |
| Lee Mount Vernon Soccer Club | Alexandria | VA | 06/2016 | 03/2019 |
| Bgsg Properties | Chicago | IL | 01/2014 | Present |
| Mass Mutual Life Insurance Company | Chicago | IL | 04/2019 | Present |
| Mml Investors Services, Llc | Chicago | IL | 11/2019 | Present |
1) Name: BGSG Properties Inc. Inv rel: Y Add: Residential Address Nature: Residential rental property Position: Owner / President Start date: 01/01/2014 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Collecting rents and advertising empty apartments 2) NAME: Chicago City Soccer Club INV REL: N ADD: 1414 W Irving Park Rd, Chicago IL 60613 NATURE: Soccer Coaching POSITION: Soccer Coach START DATE: 09-11-2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coaching youth soccer at a travel soccer club. Running practice sessions and attending games.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 2017-01-18 |
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