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Graeme Hart

Mml Investors Services, LLC

Chicago, IL

CRD 6753996

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
IL RA APPROVED 2020-01-15
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • IL RA
    APPROVED
    Since 2020-01-15

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holistic Planners Network Washington DC 02/2017 06/2019
Lee Mount Vernon Soccer Club Alexandria VA 06/2016 03/2019
Bgsg Properties Chicago IL 01/2014 Present
Mass Mutual Life Insurance Company Chicago IL 04/2019 Present
Mml Investors Services, Llc Chicago IL 11/2019 Present
  • 02/2017 → 06/2019
    Holistic Planners Network
    Washington, DC
  • 06/2016 → 03/2019
    Lee Mount Vernon Soccer Club
    Alexandria, VA
  • 01/2014 → Present
    Bgsg Properties
    Chicago, IL
  • 04/2019 → Present
    Mass Mutual Life Insurance Company
    Chicago, IL
  • 11/2019 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1) Name: BGSG Properties Inc. Inv rel: Y Add: Residential Address Nature: Residential rental property Position: Owner / President Start date: 01/01/2014 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Collecting rents and advertising empty apartments 2) NAME: Chicago City Soccer Club INV REL: N ADD: 1414 W Irving Park Rd, Chicago IL 60613 NATURE: Soccer Coaching POSITION: Soccer Coach START DATE: 09-11-2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coaching youth soccer at a travel soccer club. Running practice sessions and attending games.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-24
S65 Uniform Investment Adviser Law Examination 2017-01-18
  • S63 Uniform Securities Agent State Law Examination
    2019-01-24
  • S65 Uniform Investment Adviser Law Examination
    2017-01-18

View on SEC IAPD

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