Sheona Ahuja

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2018-12-11

NY RA
APPROVED

Since 2021-04-19
CT RA
APPROVED

Since 2018-12-11

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2018	Present
Merrill Lynch Wealth Management	New York	NY	02/2017	06/2018
Wells Fargo	New York	NY	07/2018	07/2018
Dunkin Donuts	Jersey City	NJ	03/2012	09/2016
Pace University	New York	NY	09/2014	05/2018

08/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
02/2017 → 06/2018

Merrill Lynch Wealth Management

New York, NY
07/2018 → 07/2018

Wells Fargo

New York, NY
03/2012 → 09/2016

Dunkin Donuts

Jersey City, NJ
09/2014 → 05/2018

Pace University

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-10

S66 Uniform Combined State Law Examination

2018-12-10

View on SEC IAPD

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