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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-03
  • IL RA
    APPROVED
    Since 2026-02-03

Branch Locations

214 W Willow Ave, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 07/2021 09/2023
Unemployed Warrenville IL 09/2019 07/2021
Td Ameritrade Tinley Park IL 02/2018 09/2019
Scottrade Oak Brook IL 02/2017 02/2018
Main Event Entertainment Warrenville IL 09/2014 04/2017
Full Time Education Glen Ellyn IL 08/2015 05/2017
Full Time Education Dekalb IL 08/2017 12/2019
Morgan Stanley Chicago IL 02/2023 11/2024
Charles Schwab & Co., Inc. Orland Park IL 11/2024 07/2025
Charles Schwab Bank, Ssb Orland Park IL 11/2024 07/2025
Schumann Financial Wheaton IL 01/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2026 Present
Unemployed Lockport IL 07/2025 01/2026
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 07/2021 → 09/2023
    E*Trade Securities Llc
    Chicago, IL
  • 09/2019 → 07/2021
    Unemployed
    Warrenville, IL
  • 02/2018 → 09/2019
    Td Ameritrade
    Tinley Park, IL
  • 02/2017 → 02/2018
    Scottrade
    Oak Brook, IL
  • 09/2014 → 04/2017
    Main Event Entertainment
    Warrenville, IL
  • 08/2015 → 05/2017
    Full Time Education
    Glen Ellyn, IL
  • 08/2017 → 12/2019
    Full Time Education
    Dekalb, IL
  • 02/2023 → 11/2024
    Morgan Stanley
    Chicago, IL
  • 11/2024 → 07/2025
    Orland Park, IL
  • 11/2024 → 07/2025
    Charles Schwab Bank, Ssb
    Orland Park, IL
  • 01/2026 → Present
    Schumann Financial
    Wheaton, IL
  • 02/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2025 → 01/2026
    Unemployed
    Lockport, IL
  • 02/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) SCHUMANN FINANCIAL; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT; REGISTERED ADMIN; SINCE 1/2026; HRS 160/MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-07
S63 Uniform Securities Agent State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2025-04-07
  • S63 Uniform Securities Agent State Law Examination
    2021-10-08
Other Names
  • Daniel Wack
  • Daniel J Wack

View on SEC IAPD

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