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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 07/2021 | 09/2023 |
| Unemployed | Warrenville | IL | 09/2019 | 07/2021 |
| Td Ameritrade | Tinley Park | IL | 02/2018 | 09/2019 |
| Scottrade | Oak Brook | IL | 02/2017 | 02/2018 |
| Main Event Entertainment | Warrenville | IL | 09/2014 | 04/2017 |
| Full Time Education | Glen Ellyn | IL | 08/2015 | 05/2017 |
| Full Time Education | Dekalb | IL | 08/2017 | 12/2019 |
| Morgan Stanley | Chicago | IL | 02/2023 | 11/2024 |
| Charles Schwab & Co., Inc. | Orland Park | IL | 11/2024 | 07/2025 |
| Charles Schwab Bank, Ssb | Orland Park | IL | 11/2024 | 07/2025 |
| Schumann Financial | Wheaton | IL | 01/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2026 | Present |
| Unemployed | Lockport | IL | 07/2025 | 01/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
1) SCHUMANN FINANCIAL; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT; REGISTERED ADMIN; SINCE 1/2026; HRS 160/MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-08 |
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