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Benjamin M Grauel

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-28
  • AZ RA
    APPROVED
    Since 2022-10-28

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 01/2017 12/2020
Mg Construction South Bend IN 08/2006 01/2017
Robinhood Financial, Llc Tempe AZ 12/2020 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Morgan Stanley Tempe AZ 09/2022 Present
  • 01/2017 → 12/2020
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2006 → 01/2017
    Mg Construction
    South Bend, IN
  • 12/2020 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 09/2022 → Present
    Morgan Stanley
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-21
S63 Uniform Securities Agent State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2019-05-21
  • S63 Uniform Securities Agent State Law Examination
    2017-06-08
Other Names
  • Ben Grauel
  • Benjamin Michael Grauel
  • Benjamin Grauel

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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