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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-06-03 |
| TX | RA | APPROVED | 2021-06-03 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab &Amp; Co., Inc | Indianapolis | IN | 01/2017 | 07/2018 |
| Cornell University | Ithaca | NY | 01/2016 | 12/2016 |
| Td Ameritrade | Fort Lauderdale | FL | 08/2018 | 04/2019 |
| Valic Financial Advisors, Inc. | Jacksonville | FL | 04/2019 | 08/2019 |
| Fidelity Brokerage Services Llc | Jacksonville | FL | 09/2019 | 04/2021 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 04/2021 | Present |
| Schwab Wealth Advisory Inc | Indianapolis | IN | 04/2021 | Present |
1) Tyrone Rivers Blog | Investment Related:No|Education|Writer|7/4/2025|Less than 20|0|The blog will comment on current events in (mainly) American culture (e.g., social interactions, romantic relationships, meaning of life, etc.). It will not discuss finance or any finance-related topics.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-08 |
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