Keith James Maahs

Current Employers

Employment History

• 08/1981 → Present
  Coldwell Banker
  941 Hillwind Road, MN
• 04/2017 → 09/2023
  Sagepoint Financial, Inc.
  Forest Lake, MN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Forest Lake, MN

Previous Registrations

• 2019-04-01 → 2023-09-01
  Osaic Services, Inc.
  Forest Lake, MN

Other Businesses

1. FIVE STAR FINANCIAL RESOURCES POSITION: Life Insurance Sales NATURE: Independent Insurance Sales consisting of life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 25 START DATE: 07/25/2016 ADDRESS: 25 N Lake Street, Forest Lake MN 55025, United States DESCRIPTION: Soliciting existing clients for policy reviews and possible insurance sales 2. RENTAL PROPERTY POSITION: Owner NATURE: I own a duplex for long term investment purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2002 ADDRESS: 941 Hillwind Road, #100, Fridley MN 55432, United States DESCRIPTION: I collect rents and maintain the building. 3. KEN MAAHS AND ASSOCIATES, INC POSITION: Marketer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/16/2019 ADDRESS: 25 N Lake Street, #310, Forest Lake MN 55025, United States DESCRIPTION: I make phone calls to orphaned clients and current clients to set up appointments to meet with Ken Maahs. 4. REAL ESTATE AGENT POSITION: Real Estate Agent NATURE: I am a licensed Real Estate Agent Sole Proprietor. The nature of the business is to help clients buy real estate and sell their homes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 08/11/1981 ADDRESS: 235 Lake Street E, Wayzata MN 55391, United States DESCRIPTION: Working as a real estate agent. The nature of the business is to list and sell homes by working with buyers and sellers. I am a licensed real estate agent with no specific title. I started with Coldwell Banker in August of 1981. I work approximately 100 hours a month in real estate. I show homes to prospective buyers, I meet with prospective sellers, I list their homes, I follow up on the details during the week. I work real estate during the mornings mainly into the early afternoon. I spend about 80 hours a month doing real estate during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-01
• S63 Uniform Securities Agent State Law Examination
  2017-11-03