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Matthew James Kloza

LPl Enterprise, LLC

Harrisburg, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2209 Forest Hills Dr. Suite 20, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Harrisburg PA 01/2017 11/2024
Sheetz Chambersburg PA 05/2014 05/2017
Prudential Insurance Company Of America Harrisburg PA 05/2017 Present
Lpl Enterprise, Llc Harrisburg PA 11/2024 Present
  • 01/2017 → 11/2024
    Harrisburg, PA
  • 05/2014 → 05/2017
    Sheetz
    Chambersburg, PA
  • 05/2017 → Present
    Prudential Insurance Company Of America
    Harrisburg, PA
  • 11/2024 → Present
    Harrisburg, PA
Previous Registrations
Other Businesses

1) 11/05/2024- Forest Hills Financial Advisors- DBA for LPL Business (entity for LPL business)- I market my LPL business under this name.- INV Related- At Harrisburg, PA- Start Date 12/23/2022- ) 0 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-06
S63 Uniform Securities Agent State Law Examination 2017-03-20
  • S65 Uniform Investment Adviser Law Examination
    2018-01-06
  • S63 Uniform Securities Agent State Law Examination
    2017-03-20

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