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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-13 |
| TX | RA | APPROVED | 2025-10-13 |
Branch Locations
6000 Fairview Road Suite 1200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phillips Development And Realty | Charlotte | NC | 06/2015 | 01/2017 |
| New York Life Insurance Co. | Charlotte | NC | 01/2017 | 01/2019 |
| Nylife Securities Llc | Charlotte | NC | 01/2017 | 01/2019 |
| Mass Mutual Life Insurance Co | Charlotte | NC | 01/2019 | 10/2025 |
| Mml Investors Services, Llc | Charlotte | NC | 01/2019 | 10/2025 |
| Diamond Grove Wealth Management | Charlotte | NC | 10/2025 | Present |
| Raymond James Financial Services, Inc. | Charlotte | NC | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-29 |
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