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5310 W Village Pkway #4, Rogers, AR 72758 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Tradition | College Station | TX | 10/2016 | 03/2017 |
| Paddock Lane, Tipsy Turtle | College Station | TX | 05/2016 | 10/2016 |
| Texas A&M University | College Station | TX | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 03/2017 | 11/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Austin | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | 06/2024 |
| Ba Securities, Llc | W. Conshohocken | PA | 06/2024 | Present |
| Providence Capital, Llc | Springdale | AR | 06/2024 | Present |
| Pks Advisory Services, Llc | Albany | NY | 12/2019 | 06/2022 |
MICHAEL WUEST IS DUALLY-REGISTERED WITH BA SECURITIES, LLC AND PROVIDENCE CAPITAL, LLC. MICHAEL HAS SERVED AS A REGISTERED REPRESENTATIVE FOR BA SECURITIES, LLC AND AN INVESTMENT ADVISOR REPRESENTATIVE FOR PROVIDENCE CAPITAL, LLC SINCE 06/2024. BUSINESS IS CONDUCTED FROM 420 HALCYON WAY , WINDSOR, CO 80550. APPROXIMATELY 90% OF MICHAEL WUEST'S TIME IS FOR SERVICES AS A REGISTERED REPRESENTATIVE FOR BA SECURITIES, LLC AND THE BALANCE AS AN INVESTMENT ADVISOR REPRESENTATIVE. NO COMMISSIONS. NON-INVESTMENT RELATED ACTIVITIES: APPX 10% OF TIME DURING THE MONTH. WEALTHTECH STRATEGY PARTNERS LLC 100 FEDERAL ST, SUITE 1900 BOSTON, MA 02110 VICE PRESIDENT/NON-SECURITIES RELATED ADVISORY, VALUATION & CONSULTING SERVICES NON INVESTMENT-RELATED EFFECTIVE: 06/15/2024 3 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS. FIRST RATE VENTURES 1903 ASCENSION BLVD. ARLINGTON, TX 76006 VENTURE PARTNER/NON-SECURITIES RELATED ADVISORY SERVICES/TECHNOLOGY & CORPORATE STRATEGY CONSULTING NON INVESTMENT-RELATED EFFECTIVE: 06/01/2023 2 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
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