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Current Employers
Sovereign Wealth Advisors Llc

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-01
  • TX RA
    APPROVED
    Since 2022-07-01

Branch Locations

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Cypress TX 06/2017 04/2022
Gk Techstar Llc Deer Park TX 07/2011 11/2016
Unemployed Cypress TX 11/2016 05/2017
Blair Insurance Group Cypress TX 06/2017 04/2022
Blair & Associates Pc Cypress TX 01/2005 07/2019
John A. Blair Cpa Cypress TX 01/2005 Present
Allstate Financial Services Llc Cypress TX 06/2017 06/2022
Lpl Financial Llc Houston TX 06/2022 Present
  • 06/2017 → 04/2022
    Allstate Insurance Company
    Cypress, TX
  • 07/2011 → 11/2016
    Gk Techstar Llc
    Deer Park, TX
  • 11/2016 → 05/2017
    Unemployed
    Cypress, TX
  • 06/2017 → 04/2022
    Blair Insurance Group
    Cypress, TX
  • 01/2005 → 07/2019
    Blair & Associates Pc
    Cypress, TX
  • 01/2005 → Present
    John A. Blair Cpa
    Cypress, TX
  • 06/2017 → 06/2022
    Allstate Financial Services Llc
    Cypress, TX
  • 06/2022 → Present
    Lpl Financial Llc
    Houston, TX
Previous Registrations
Other Businesses

1)06/28/2022 - Sovereign Welath Advisors LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)06/28/2022 - JOHN A. BLAIR CPA - Tax Prep/Accounting/CPA - Inv Rel- At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 2017-09-16
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    2017-09-16

View on SEC IAPD

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