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John Michael Sgombick

Cetera Investment Advisers LLC

Washingtonville, NY

Pearl River, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-17
  • NY RA
    APPROVED
    Since 2023-04-17

Branch Locations

Washingtonville, NY • United States

1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Nanuet NY 06/2017 09/2017
Stac Sparkill NY 09/2014 05/2017
Metro-Pack Inc Newburgh NY 06/2007 05/2017
Foresters Financial Services Nanuet NY 09/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Pearl River NY 06/2019 Present
Cetera Investment Advisers Llc Pearl River NY 04/2023 Present
  • 06/2017 → 09/2017
    Foresters Financial Services
    Nanuet, NY
  • 09/2014 → 05/2017
    Stac
    Sparkill, NY
  • 06/2007 → 05/2017
    Metro-Pack Inc
    Newburgh, NY
  • 09/2017 → 06/2019
    Foresters Financial Services
    Nanuet, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Pearl River, NY
  • 04/2023 → Present
    Cetera Investment Advisers Llc
    Pearl River, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-14
S63 Uniform Securities Agent State Law Examination 2018-06-12
  • S65 Uniform Investment Adviser Law Examination
    2023-04-14
  • S63 Uniform Securities Agent State Law Examination
    2018-06-12
Other Names
  • John Michael Sgombick
  • John Sgombick

View on SEC IAPD

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