Kristen Carithers

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	01/2017	09/2020
Total Military Management	Jacksonville	FL	08/2010	12/2016
Bank Of America, Na	Jacksonville	FL	01/2017	09/2020
Fidelity Investments	Jacksonville	FL	08/2020	05/2022
Lpl Financial	Jacksonville	FL	05/2022	08/2024
Merit Financial Group Dba Merit Financial Advisors	Alpharetta	GA	06/2022	02/2025
Purshe Kaplan Sterling Investments	Albany	NY	08/2024	02/2025
Jpmorgan Chase Bank, N.A.	Ponte Vedra Beach	FL	03/2025	Present
J.P. Morgan Securities Llc	Ponte Vedra Beach	FL	03/2025	Present

01/2017 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
08/2010 → 12/2016

Total Military Management

Jacksonville, FL
01/2017 → 09/2020

Bank Of America, Na

Jacksonville, FL
08/2020 → 05/2022

Fidelity Investments

Jacksonville, FL
05/2022 → 08/2024

Lpl Financial

Jacksonville, FL
06/2022 → 02/2025

Merit Financial Group Dba Merit Financial Advisors

Alpharetta, GA
08/2024 → 02/2025

Purshe Kaplan Sterling Investments

Albany, NY
03/2025 → Present

Jpmorgan Chase Bank, N.A.

Ponte Vedra Beach, FL
03/2025 → Present

J.P. Morgan Securities Llc

Ponte Vedra Beach, FL

2022-07-14 → 2025-02-19

Merit Financial Advisors

Jacksonville, FL

Alpharetta, GA
2022-04-14 → 2022-05-11

Fidelity Personal And Workplace Advisors

Jacksonville, FL
2020-09-24 → 2022-01-28

Fidelity Personal And Workplace Advisors

Jacksonville, FL
2017-04-26 → 2020-09-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-23

Other Firms