Ernesto Aranda

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Prospect, IL
• 01/2016 → Present
  Depaul University
  Chicago, IL
• 04/2017 → 02/2022
  Bank Of America, N.A.
  Mount Prospect, IL
• 02/2022 → Present
  The Huntington Investment Company
  Columbus, OH
• 06/2026 → Present
  Ameriprise Financial Services, Llc
  Algonquin, IL

Previous Registrations

• 2017-05-31 → 2022-02-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Mount Prospect, IL
  Deer Park, IL
  New York, NY
  Crystal Lake, IL
  Lake In The Hills, IL
  Geneva, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2017-05-30

Designations

• Certified Financial Planner