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Mikael Moran

LPl Financial LLC

Tempe, AZ

Casa Grande, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-22
  • AZ RA
    APPROVED
    Since 2025-01-22

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Casa Grande, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 02/2017 11/2024
Capital One Tampa FL 07/2011 02/2017
Lpl Financial Llc Tempe AZ 12/2024 Present
Previous Registrations
  • 2017-11-16 → 2024-12-17
    Morgan Stanley
    Tampa, FL
    Tampa, FL
    Gilbert, AZ
    Casa Grande, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-15
  • S66 Uniform Combined State Law Examination
    2017-11-15

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
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ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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