Best Investors Account Sign in
Inactive

Adam Gregory Saubel

Saubel Financial Group

York, PA

Claim This Profile
Current Employers
Saubel Financial Group

York, PA • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-20
TX RA APPROVED_RES 2024-05-09
PA RA APPROVED 2024-04-29
  • NJ RA
    APPROVED
    Since 2024-08-20
  • TX RA
    APPROVED_RES
    Since 2024-05-09
  • PA RA
    APPROVED
    Since 2024-04-29

Branch Locations

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elizabethtown College Elizabethtown PA 01/2015 08/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2017 02/2024
Northwestern Mutual Investment Services Llc Lancaster PA 11/2017 02/2024
Emerald Asset Management Leola PA 01/2017 05/2017
The Hershey Company Hershey PA 06/2016 12/2016
Saubel's Markets Shrewsbury PA 01/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2018 02/2024
Elizabethtown College Elizabethtown PA 08/2014 12/2017
Elizabethtown College Elizabethtown PA 02/2024 Present
Saubel Financial Group Llc York PA 03/2024 Present
  • 01/2015 → 08/2017
    Elizabethtown College
    Elizabethtown, PA
  • 02/2017 → 02/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2017 → 02/2024
    Northwestern Mutual Investment Services Llc
    Lancaster, PA
  • 01/2017 → 05/2017
    Emerald Asset Management
    Leola, PA
  • 06/2016 → 12/2016
    The Hershey Company
    Hershey, PA
  • 01/2013 → Present
    Saubel's Markets
    Shrewsbury, PA
  • 04/2018 → 02/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2014 → 12/2017
    Elizabethtown College
    Elizabethtown, PA
  • 02/2024 → Present
    Elizabethtown College
    Elizabethtown, PA
  • 03/2024 → Present
    Saubel Financial Group Llc
    York, PA
Other Businesses

1. GENERAL EMPLOYMENT, SAUBEL'S MARKETS, 65 E. FORREST AVE, SHREWSBURY, PA, 17361, START DATE: 11/3/2020, FAMILY BUSINESS ADAM OCCASIONALLY WORKS FOR COMPENSATION, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5. NON-INVESTMENT RELATED. 2. INSURANCE AGENT, 2448 WILDON DR, YORK, PA 17403; START DATE: 1/2017, MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. ESTIMATED HOURS PER MONTH: 5-10, HOURS DURING SECURITIES TRADING HOURS: 0-5. INVESTMENT RELATED. 3. INVESTMENT PROPERTY: OWNER W/ WIFE, 137 CORDILLO PARKWAY UNIT 7105, HILTON HEAD ISLAND, SC 29928; START DATE (PURCHASED) 7/2021; HOURS PER MONTH: APPX 1 HOUR PER MONTH. NON-INVESTMENT RELATED. 4. INVESTMENT PROPERTY: OWNER W/ WIFE, 1758 BARON DR., YORK, PA 17408; START DATE (PURCHASED) 3/2022; HOURS PER MONTH: APPX 3 HOURS PER MONTH. NON-INVESTMENT RELATED. 5. ADJUNCT PROFESSOR, ELIZABETHTOWN COLLEGE, 1 ALPHA DR., ELIZABETHTOWN, PA 17022, START DATE: 02/2024, HOURS PER MONTH: 1, HOURS DURING SECURITIES TRADING HOURS: 1, DUTIES: ACTIVE ON ROSTER FOR OCCASIONAL TEACHING CAPACITY. NON-INVESTMENT RELATED. 6. VICE CHAIR, YORK COUNTY CEREBRAL PASLY HOME, INC, DBA MARGARET E. MOUL HOME, 2050 BARLEY RD, YORK, PA 17408, NON-PROFIT, START DATE: 10/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOURS DURING SECURITIES TRADING HOURS: 1, DUTIES: FIDUCIARY CAPACITY, ATTEND MEETINGS AND DECISION MAKING. NON-INVESTMENT RELATED. 7. BOARD CHAIR, CHILDREN'S AID SOCIETY, 636 W POPLAR ST, YORK, PA 17401, NON-PROFIT, START DATE: 2/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES: FIDUCIARY CAPACITY, GENERAL BOARD SUPPORT AND FUNCTIONALITY, REPORT FROM OFFICER MEETING TO ENTIRE BOARD. NON-INVESTMENT RELATED 8. BOARD MEMBER, LEADERSHIP YORK, 238 N GEORGE ST, YORK, PA 17401, START DATE: 07/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES: FIDUCIARY CAPACITY, ATTEND MEETINGS AND DECISION MAKING. NON-INVESTMENT RELATED. 9. BOARD MEMBER, WELLSPAN YORK HOSPITAL AUXILIARY, 1001 S GEORGE ST, YORK, PA 17403, START DATE: 1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES: FIDUCIARY CAPACITY, ATTEND MEETINGS AND DECISION MAKING. NON-INVESTMENT RELATED. 10: BOARD MEMBER, YORK COUNTY ESTATE PLANNING COUNCIL, A PROGRAM OF THE YORK COUUNTY BAR FOUNDATION, 137 E MARKET ST, YORK, PA 17401, START DATE: 5/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES: FIDUCIARY CAPACITY, ATTEND MEETINGS AND DECISION MAKING. NON-INVESTMENT RELATED. 11. TRUSTEE (ONE OF 3 TRUSTEES), SHREWSBURY MASONIC LODGE NO. 423, 79 E FORREST AVE, SHREWSBURY, PA 17361, START DATE: 1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES: PRIMARILY RESPONSIBLE FOR OVERSEEING THE LODGE'S PROPERTY, ASSETS, AND LONG-TERM FINANCIAL STEWARDSHIP. INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-12-28
  • S63 Uniform Securities Agent State Law Examination
    2017-12-28
Designations
Other Names
  • Adam Saubel
  • Adam Saubel

View on SEC IAPD

More in York, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor