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Anthony Beau Carmichael

Rbc Capital Markets, LLC

Walnut Creek, CA

Walnut Creek, CA

CRD 6752185

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-09
CA RA APPROVED 2024-01-08
  • TX RA
    APPROVED
    Since 2024-01-09
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Walnut Creek CA 08/2023 Present
Whole Foods Market Lafayette CA 07/2018 06/2019
Rbc Wealth Management Oakland CA 01/2017 04/2017
University Of Hawaii At Manoa Honolulu HI 08/2019 05/2023
Acalanes High School Pleasant Hill CA 07/2015 01/2017
Diablo Valley College Pleasant Hill CA 05/2017 01/2018
Unemployed Pleasant Hill CA 06/2019 08/2019
Unemployed Honolulu HI 05/2023 08/2023
Unemployed Pleasant Hill CA 02/2018 06/2018
  • 08/2023 → Present
    Walnut Creek, CA
  • 07/2018 → 06/2019
    Whole Foods Market
    Lafayette, CA
  • 01/2017 → 04/2017
    Rbc Wealth Management
    Oakland, CA
  • 08/2019 → 05/2023
    University Of Hawaii At Manoa
    Honolulu, HI
  • 07/2015 → 01/2017
    Acalanes High School
    Pleasant Hill, CA
  • 05/2017 → 01/2018
    Diablo Valley College
    Pleasant Hill, CA
  • 06/2019 → 08/2019
    Unemployed
    Pleasant Hill, CA
  • 05/2023 → 08/2023
    Unemployed
    Honolulu, HI
  • 02/2018 → 06/2018
    Unemployed
    Pleasant Hill, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08

View on SEC IAPD

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