Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-20 |
Branch Locations
4747 Hopyard Rd, Ste E01, Pleasanton, CA 94588 • United States
3603 Mt Diablo Blvd, Lafayette, CA 94549 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sephora/ Adecco Na- Accounting Principal | San Francisco | CA | 11/2016 | 01/2017 |
| J.P. Morgan Securities Llc | Cupertino | CA | 01/2017 | 01/2019 |
| Unemployed | Qingdao | 02/2016 | 10/2016 | |
| Hsbc Securities (Usa) Inc | Mountain View | CA | 01/2019 | 09/2021 |
| Hsbc Bank Usa Na | Mountain View | CA | 01/2019 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Cupertino | CA | 03/2018 | 01/2019 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2021 | 06/2023 |
| J.P. Morgan Securities Llc | Lafayette | CA | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Lafeyette | CA | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 09/2021 | 06/2023 |
| Jpmorgan Chase Bank, N.A. | Cupertino | CA | 01/2017 | 03/2018 |
| Unemployed | Pleasanton | CA | 06/2023 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-30 |
Reach out to this advisor