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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2017 | 04/2019 |
| Pepsico | Detroit | MI | 04/2007 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 09/2022 |
| Northwestern Mutual Investment Services Llc | Troy | MI | 05/2019 | 09/2022 |
| Morgan Stanley | Birmingham | MI | 02/2017 | 04/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2019 | 09/2022 |
| Mml Investors Services, Llc | Southfield | MI | 10/2022 | 07/2024 |
| Massmutual Life Insurance Company | Southfield | MI | 10/2022 | 07/2024 |
| The Prudential Insurance Company Of America | Troy | MI | 07/2024 | Present |
| Pruco Securities Llc. | Troy | MI | 07/2024 | 11/2024 |
| Lpl Enterprise, Llc | Troy | MI | 11/2024 | Present |
1) 06/12/2025-Quae Capital LLC-Owner-Non-Variable Insurance-Inv related-At Farmington Hills, MI-Start date 02/13/2025-5hrs/mth-5hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-27 |
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