Eric Joseph Krumm

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 07/2017
  Bommarito Automotove Group
  Ellisville, MO
• 07/2017 → 08/2021
  Northwestern Mutual Life Insurance Company
  Chesterfield, MO
• 01/2017 → 08/2021
  Northwestern Mutual Investment Services Llc
  Chesterfield, MO
• 11/2017 → 08/2021
  Northwestern Mutual Wealth Management Company
  Chesterfield, MO
• 08/2021 → 08/2023
  Massmutual Life Insurance Co
  Chesterfield, MO
• 08/2021 → 08/2023
  Mml Investors Services, Llc
  Chesterfield, MO
• 10/2023 → Present
  Principal Life Insurance Company
  Bradenton, FL
• 10/2023 → Present
  Principal Securities Inc
  Bradenton, FL
• 07/2025 → Present
  Ase Advisory Llc
  Bradenton, FL

Previous Registrations

• 2021-11-16 → 2023-09-19
  Mml Investors Services, Llc
  Chesterfield, MO

Other Businesses

**OUTSIDE INSURANCE SALES POSITION: Financial Professional NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2023 ADDRESS: 5343 Latches Ln, Bradenton FL 34211, United States DESCRIPTION: Soliciting and selling non-proprietary insurance including Life, Annuities, DI, LTC and other ancillary insurance through various carriers via the PPN **OLIVER REID INVESTMENTS LLC POSITION: Home Renovation / Resale NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2021 ADDRESS: 5343 Latches Ln, Bradenton FL 34211, United States DESCRIPTION: Calculate ideal purchase and sale price of property. Estimate renovation and holding costs as well as profit. Conduct most of renovation work on properties. **ASE ADVISORY LLC POSITION: Owner/Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 750 Dale Ave, St Louis MO 63117, United States DESCRIPTION: LLC established for recordkeeping, accounting and partnership purposes. Will not be used for marketing or branding purposes. **ASE ADVISORY LLC (DBA) POSITION: ASE Advisory LLC NATURE: Business Consulting, Disability insurance, Fee-based planning, Life/Annuity, Group Health INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/21/2025 ADDRESS: 5343 Latches Lane, Bradenton FL 34211, United States DESCRIPTION: The DBA is making Jason and I's team official. We want to brand ourselves as ASE Advisory including websites, signatures, letter head etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-12
• S63 Uniform Securities Agent State Law Examination
  2017-09-11

Other Names

• Eric Krumm