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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Total Quality Logistics | Charlotte | NC | 06/2016 | 09/2016 |
| Lpl Financial | Fort Mill | SC | 11/2016 | 08/2019 |
| Unemployed | Charlotte | NC | 09/2016 | 11/2016 |
| Adhesion Wealth Advisor Solutions | Charlotte | NC | 08/2019 | 09/2024 |
| Wells Fargo Investment Institute, Inc | Charlotte | NC | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-04 |
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