Thomas Ryan Sparkman

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2016 → 01/2017
  Unemployed
  Goose Creek, SC
• 04/2016 → 10/2016
  Robert Half
  North Charleston, SC
• 09/2014 → 09/2016
  Uber
  Charleston, SC
• 01/2018 → Present
  L & E Research
  Charlotte, NC
• 01/2018 → Present
  Eastcoast Research
  Wilmington, NC
• 01/2018 → Present
  Aoc Marketing Research
  Charlotte, NC
• 01/2018 → Present
  20 Research
  Charlotte, NC
• 08/2023 → Present
  Vision Rt
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.......... NAME OF BUSINESS: Vision RT NON-INVESTMENT RELATED: ADDRESS: Somerset, NJ NATURE OF BUSINESS: Healthcare POSITION: Test Patient START DATE: 08/2023 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Demo patient for training webinar videos. NAME OF BUSINESS: L & E Research NON-INVESTMENT RELATED: ADDRESS: Charlotte, NC NATURE OF BUSINESS: Focus groups POSITION: Group participant START DATE: 1/2018 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Focus group........ NAME OF BUSINESS: Eastcoast Research, Inc NON-INVESTMENT RELATED: ADDRESS: Wilmington, NC NATURE OF BUSINESS: Focus groups POSITION: Group participant START DATE: 1/2018 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Focus group........ NAME OF BUSINESS: AOC Marketing Research NON-INVESTMENT RELATED: ADDRESS: Charlotte, NC NATURE OF BUSINESS: Focus groups POSITION: Group participant START DATE: 1/2018 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Focus group........ NAME OF BUSINESS: 20 Research NON-INVESTMENT RELATED: ADDRESS: Charlotte, NC NATURE OF BUSINESS: Focus groups POSITION: Group participant START DATE: 1/2018 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Focus group........

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-07

Designations

• Certified Financial Planner

Other Names

• Ryan Sparkman
• Thomas Sparkman