Nathan R Mateo

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	11/2017	06/2022
Eastridge Workforce Solutions	Newport Beach	CA	08/2017	11/2017
Unemployed - Student	Santa Ana	CA	01/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	01/2017	04/2017
Unemployed - Student	Santa Ana	CA	05/2017	07/2017
Fidelity Investments	San Francisco	CA	01/2023	Present
Unemployed	Santa Ana	CA	06/2022	01/2023
Fidelity Investments	Boston	MA	03/2025	Present

11/2017 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
08/2017 → 11/2017

Eastridge Workforce Solutions

Newport Beach, CA
01/2016 → 12/2016

Unemployed - Student

Santa Ana, CA
01/2017 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
05/2017 → 07/2017

Unemployed - Student

Santa Ana, CA
01/2023 → Present

Fidelity Investments

San Francisco, CA
06/2022 → 01/2023

Unemployed

Santa Ana, CA
03/2025 → Present

Fidelity Investments

Boston, MA

2023-01-25 → 2025-03-31

Fidelity Personal And Workplace Advisors

San Francisco, CA
2018-10-15 → 2022-06-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

Beverly Hills, CA

El Segundo, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12

Other Firms