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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-14
TX RA APPROVED 2018-12-21
IL RA APPROVED 2017-04-17
  • FL RA
    APPROVED
    Since 2019-05-14
  • TX RA
    APPROVED
    Since 2018-12-21
  • IL RA
    APPROVED
    Since 2017-04-17

Branch Locations

2601 Reid Farm Rd Suite A, Rockford, IL 61114 • United States

Sycamore, IL • United States

2155 Point Blvd Suite 100, Elgin, IL 60123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transware Enterprises Inc. Sycamore IL 06/2004 01/2017
Robert W. Baird & Co., Inc. Rockford IL 01/2017 Present
  • 06/2004 → 01/2017
    Transware Enterprises Inc.
    Sycamore, IL
  • 01/2017 → Present
    Robert W. Baird & Co., Inc.
    Rockford, IL
Other Businesses

R&K Probst Family Farms, LLLP residing at 216 E. Birch Street, Elburn, IL 60119 - I am a passive limited partner dating from 2012 to present. I spend no time devoted to this business as I am merely a family member included in the partnership. The partnership holds farm land and leases it to farmers, distributing the revenue therefrom to the partners in proportion to their share of the partnership. Probst Family Limited Partnership "A" residing at 216 E. Birch Street, Elburn, IL 60119 - I am a passive limited partner dating from 2007 to present. I spend no time devoted to this business as I am merely a family member included in the partnership. The partnership holds farm land and leases it to farmers, distributing the revenue therefrom to the partners in proportion to their share of the partnership. Jones Family Ventures, LLC residing at 1565 Mediterranean Drive, Sycamore, IL 60178 - I am a passive LLC partner dating from about 2008 to present. I spend no time devoted to this business as I am merely a family member passively included in the corporation. The LLC owns and maintains various real estate holdings in the Sycamore, IL area for the purpose of leasing said property to businesses (at the present, those businesses are also run by the LLC owner). Name/Address: Rental Property 580 Clayton Circle Sycamore IL 60178 Start Date: 4/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Rental Property 951 Penny Lane Sycamore IL 60178 Start Date: 4/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: American Midwest Tax & Accounting 1711 DeKalb Avenue, Suite C4 Sycamore IL 60178 Start Date: 1/1/23 Hours Spent: 10-12 hours/month Hours Spent During Trading: Zero Role/Responsibility: Employee; Tax preparation Non Investment Related Name/Address: Empire Ventures LLC 928 Congress Avenue Sycamore IL 60178 Start Date: 10/27/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 1-5 hours/month Role/Responsibility: Owner/Member Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-14
  • S66 Uniform Combined State Law Examination
    2017-04-14
Other Names
  • Eric N Jones

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