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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-29
  • GA RA
    APPROVED
    Since 2024-07-29

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Ball Ground, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 01/2017 09/2018
The Impact Partnership Kennesaw GA 08/2015 10/2016
E*Trade Securities Llc Alpharetta GA 09/2018 11/2020
E*Trade Securities Llc Alpharetta GA 11/2020 07/2024
Morgan Stanley Alpharetta GA 09/2023 07/2024
Guardian Life Insurance Company New York NY 07/2024 12/2024
Park Avenue Securities Llc New York NY 07/2024 12/2024
Guardian Life Insurance Company Woodstock GA 12/2024 05/2025
Park Avenue Securities Llc Woodstock GA 12/2024 05/2025
Guardian Life Insurance Company Ball Ground GA 05/2025 Present
Park Avenue Securities Ball Ground GA 05/2025 Present
  • 01/2017 → 09/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 08/2015 → 10/2016
    The Impact Partnership
    Kennesaw, GA
  • 09/2018 → 11/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2020 → 07/2024
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2023 → 07/2024
    Alpharetta, GA
  • 07/2024 → 12/2024
    Guardian Life Insurance Company
    New York, NY
  • 07/2024 → 12/2024
    New York, NY
  • 12/2024 → 05/2025
    Guardian Life Insurance Company
    Woodstock, GA
  • 12/2024 → 05/2025
    Woodstock, GA
  • 05/2025 → Present
    Guardian Life Insurance Company
    Ball Ground, GA
  • 05/2025 → Present
    Park Avenue Securities
    Ball Ground, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-06
S63 Uniform Securities Agent State Law Examination 2017-03-13
  • S66 Uniform Combined State Law Examination
    2024-04-06
  • S63 Uniform Securities Agent State Law Examination
    2017-03-13
Other Names
  • Griffin Jay Nix
  • Griffin Nix

View on SEC IAPD

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