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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 01/2017 | 09/2018 |
| The Impact Partnership | Kennesaw | GA | 08/2015 | 10/2016 |
| E*Trade Securities Llc | Alpharetta | GA | 09/2018 | 11/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2020 | 07/2024 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 07/2024 |
| Guardian Life Insurance Company | New York | NY | 07/2024 | 12/2024 |
| Park Avenue Securities Llc | New York | NY | 07/2024 | 12/2024 |
| Guardian Life Insurance Company | Woodstock | GA | 12/2024 | 05/2025 |
| Park Avenue Securities Llc | Woodstock | GA | 12/2024 | 05/2025 |
| Guardian Life Insurance Company | Ball Ground | GA | 05/2025 | Present |
| Park Avenue Securities | Ball Ground | GA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-13 |
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