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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-10 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 01/2017 | 09/2022 |
| Western And Southern Financial Group | Cincinnati | OH | 08/2016 | 01/2017 |
| J. Alexander's Restaurant Group | Cincinnati | OH | 05/2013 | 03/2018 |
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 09/2022 | 03/2024 |
| Fisher Investments | Tampa | FL | 07/2024 | 09/2025 |
| Delwood | Cincinnati | OH | 03/2019 | 05/2024 |
| J.W. Cole Financial, Inc. | Tampa | FL | 09/2025 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-05 |
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