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Arturo Aupont

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Whiting, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-08
TX RA APPROVED 2020-03-05
IL RA APPROVED 2020-02-12
  • IN RA
    APPROVED
    Since 2021-01-08
  • TX RA
    APPROVED
    Since 2020-03-05
  • IL RA
    APPROVED
    Since 2020-02-12

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Whiting, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 01/2017 Present
Sidley Austin Llp Chicago IL 02/2016 01/2017
University Of Illinois At Chicago Chicago IL 01/2016 12/2018
Bank Of America, N.A. Chicago IL 01/2025 Present
  • 01/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 02/2016 → 01/2017
    Sidley Austin Llp
    Chicago, IL
  • 01/2016 → 12/2018
    University Of Illinois At Chicago
    Chicago, IL
  • 01/2025 → Present
    Bank Of America, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
  • S66 Uniform Combined State Law Examination
    2020-02-07

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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