Kevin John Riggs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 11/2020
  Riggs Wealth Management
  Bothell, WA
• 01/2018 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 06/2007 → 12/2017
  Bellevue Healthcare
  Redmond, WA
• 11/2020 → 01/2023
  Securities America, Inc.
  Snohomish, WA
• 11/2020 → 01/2023
  Securities America Advisors, Inc.
  Snohomish, WA
• 01/2023 → Present
  Lpl Financial Llc
  Snohomish, WA

Previous Registrations

• 2020-11-06 → 2023-01-31
  Securities America Advisors, Inc.
  Bothell, WA
  Snohomish, WA
• 2019-01-22 → 2020-11-06
  Kms Financial Services, Inc.
  Bothell, WA
  Seattle, WA

Other Businesses

1) 1/31/2023 Riggs Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - Start Date - 01/21/2023

Exams

• S66 Uniform Combined State Law Examination
  2019-01-18

Other Names

• Kevin Jon Riggs