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Benjamin T Galloway

Greenspring Advisors, LLC

Towson, MD

CRD 6750055

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Employer firm

Greenspring Advisors, LLC CRD 132669

$6.46B regulatory AUM 68 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING AND EDUCATIONAL SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Greenspring Advisors, Llc

One West Pennsylvania Avenue Suite 500, Towson, MD 21204 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
TX RA APPROVED 2024-04-05
  • MD RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

One West Pennsylvania Avenue Suite 500, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 01/2017 Present
Stryker Orthopaedics Baltimore MD 01/2015 01/2017
Bank Of America, N.A. Baltimore MD 04/2017 Present
Greenspring Advisors, Llc Towson MD 10/2019 Present
Merrill Lynch Hunt Valley MD 02/2019 10/2019
Previous Registrations
Other Businesses

I*121421 For profit or not for profit: For-Profit Organization Name of outside business organization: Immaculate Conception School - School Board Investment related: N Address of business: Towson, Maryland 21204 Nature of business: Other,Archdiocesan Elementary and Middle School Position, title, association: , Start date of relationship: 5/15/2018 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Serve as a member of the Immaculate Conception School school board and provide council to the decision-makers of the school and parish. $10,000 bonus if entire team generated an additional $100,000 in revenue in year 1 of my production; $20,000 bonus if entire team generated an additional $200,000 in revenue over two year period since start of my production (09/17).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
  • S66 Uniform Combined State Law Examination
    2017-05-16
Designations
  • Certified Financial Planner
Other Names
  • Ben Galloway
  • Benjamin Galloway
  • Benjamin Thomas Galloway

View on SEC IAPD

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