James Robert Kaufman

Employer firm

Openarc Corporate Advisory, LLC CRD 336837

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 05/2011 → 09/2025
  Bank Of America, N.A.
  Atlanta, GA
• 09/2025 → Present
  Openarc Corporate Advisory
  Atlanta, GA

Previous Registrations

• 2004-04-07 → 2025-09-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Alpharetta, GA
  Alpharetta, GA
  Atlanta, GA

Other Businesses

I*50565For profit or not for profit: Non-Profit OrganizationName of outside business organization: Boys & Girls Clubs of AmericaInvestment related: NoAddress of business: Atlanta, Georgia 30309Nature of business: Charitable OrganizationPosition, title, association: Trustee Start date of relationship: 4/1/2012Number of hours devoted: 80 hours AnnuallyNumber of hours devoted during trading hours: 12Duties: Development and mentoring for underprivileged youth I*: 2384316Entity Type: Rental Property Name of OBA: Rental Property 1Address: Atlanta, GA 30319Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/01/2025Number of Hours: 5 hrs annuallyNumber of Hours during trading: 0Duties: Co-owner of rental property I*1974270, Entity Type, Name of OBA: M A K Address:SaunderstownRhode Island02874 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 08/11/2025 No Hours: 5 yearly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  1999-04-28

Other Names

• James R Kaufman
• Jim Kaufman