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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-27 |
| PA | RA | APPROVED | 2020-12-09 |
Branch Locations
1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States
1250 Broadcasting Rd [L4-Rbo], Wyomissing, PA 19610 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Reading | PA | 06/2019 | Present |
| Wells Fargo Bank, Na | Reading | PA | 03/2014 | Present |
THE DRAIN GUY LLC; NOT INV. RELATED; SINKING SPRING, PA; SPOUSE'S PLUMBING/SEWER & DRAIN INSPECTION BUSINESS; CHECK SIGNER; START DATE 10/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. TAKE HEART COUNSELING AND EQUINE ASSISTED THERAPY; NOT INV RELATED; WERNERSVILLE,PA; BARN STAFF; START DATE: 01/1/2026; 72 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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