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6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-04 |
Branch Locations
6200 Rockside Road, Cleveland, OH 44131 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-31 |
| TX | RA | APPROVED_RES | 2024-01-31 |
Branch Locations
6200 Som Center Rd, Ste A11, Solon, OH 44139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Kalamazoo | MI | 03/2016 | 01/2017 |
| Western Michigan University | Kalamazoo | MI | 08/2013 | 12/2016 |
| Pnc Investments | Kalamazoo | MI | 01/2017 | 10/2018 |
| Pnc Investments | Cleveland | OH | 10/2018 | 11/2018 |
| Advisor Direct Financial Advisor | Cleveland | OH | 11/2018 | 01/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
| S & N Real Estate | Solon | OH | 02/2023 | Present |
| Vantage Financial Group | Cleveland | OH | 03/2026 | Present |
1. NAME OF OTHER BUSINESS: S & N REAL ESTATE INVESTMENT RELATED: NO ADDRESS: 31320 SOLON ROAD, SUITE 17, SOLON, OH 44139 NATURE OF BUSINESS: REAL ESTATESTART DATE: 2/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OFDUTIES: PROPERTY OWNER/LANDLORD; 2. NAME OF OTHER BUSINESS: CETERA INVESTMENT ADVISERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTEREDLOCATION NATURE OF BUSINESS: FINANCIAL AND INVESTMENT SERVICES START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PERWEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND INVESTMENT SERVICES; 3. NAME OF OTHER BUSINESS: CETERAWEALTH SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL AND INVESTMENT SERVICES START DATE: 1/2024POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTIONOF DUTIES: FINANCIAL AND INVESTMENT SERVICES; 4. NAME OF OTHER BUSINESS: SOLON; INVESTMENT RELATED: NO; ADDRESS: 31320 SOLON RD SUTIE 19 SOLON, OH 44139;NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURINGTRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE CONTRACTORS TO MAINTAIN BUILDINGS; 5. NAME OF OTHER BUSINESS: CHAGRIN RIVER HIGHLAND HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 11/2024;POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: KEEPTRACK OF PAYING BILLS, DUES, AND WORKING WITH CONTRACTORS; 6. NAME OF OTHER BUSINESS: KDM BENEFITS, INC; INVESTMENT RELATED: NO; ADDRESS: SAME ASREGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: MINORITY OWNER; APX NUMBER OF HOURS PERWEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INSURANCE SERVICES PARTNERSHIP, PASSIVE INVESTOR; 7. NAME OF OTHERBUSINESS: ALLIED WEALTH PLANNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:07/2025, POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5,BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8.NAME OF OTHER BUSINESS: INDEPENDENT LICENSED INSURANCE AGENT INVESTMENT RELATED: NO ADDRESS:SOLON, OHIO NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 BRIEF DESCRIPTION OF DUTIES: ANNUITIES, TERM AND WHOLE LIFE INSURANCE, GROUPHEALTHCARE 8. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP -;INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 3/2026; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-25 |
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