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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-19 |
| CO | RA | APPROVED | 2017-05-15 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 01/2017 | Present |
| World Financial Group, Inc. | Greenwood Village | CO | 11/2015 | Present |
| Jeppesen Sanderson Inc | Englewood | CO | 06/2003 | 07/2018 |
| Wealthwave | Johns Creek | GA | 04/2016 | Present |
| Rock Bcc Llc | Castle Rock | CO | 01/2017 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 04/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. ROCK BCC LLC POSITION: LLC Owner NATURE: Rental property, real estate, sales, coaching, consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2017 ADDRESS: 7167 Weaver Cir, Castle Rock CO 80104, United States DESCRIPTION: No daily activities or responsibilities are associated with this OBA as a pass-through entity. Accounting activities will be conducted as commissions are paid by WFG/TFA. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2026 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education courses to businesses and employer groups as a Heartland CFEd.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 2017-05-15 |
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