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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-19
CO RA APPROVED 2017-05-15
  • TX RA
    APPROVED_RES
    Since 2021-02-19
  • CO RA
    APPROVED
    Since 2017-05-15

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Greenwood Village CO 01/2017 Present
World Financial Group, Inc. Greenwood Village CO 11/2015 Present
Jeppesen Sanderson Inc Englewood CO 06/2003 07/2018
Wealthwave Johns Creek GA 04/2016 Present
Rock Bcc Llc Castle Rock CO 01/2017 Present
Heartland Institute Of Financial Education Greenwood Village CO 04/2026 Present
  • 01/2017 → Present
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 11/2015 → Present
    World Financial Group, Inc.
    Greenwood Village, CO
  • 06/2003 → 07/2018
    Jeppesen Sanderson Inc
    Englewood, CO
  • 04/2016 → Present
    Wealthwave
    Johns Creek, GA
  • 01/2017 → Present
    Rock Bcc Llc
    Castle Rock, CO
  • 04/2026 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. ROCK BCC LLC POSITION: LLC Owner NATURE: Rental property, real estate, sales, coaching, consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2017 ADDRESS: 7167 Weaver Cir, Castle Rock CO 80104, United States DESCRIPTION: No daily activities or responsibilities are associated with this OBA as a pass-through entity. Accounting activities will be conducted as commissions are paid by WFG/TFA. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2026 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education courses to businesses and employer groups as a Heartland CFEd.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-31
S65 Uniform Investment Adviser Law Examination 2017-05-15
  • S63 Uniform Securities Agent State Law Examination
    2018-05-31
  • S65 Uniform Investment Adviser Law Examination
    2017-05-15

View on SEC IAPD

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