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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
VA RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2024-12-18
  • VA RA
    APPROVED
    Since 2024-11-12

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Richmond VA 02/2017 10/2024
Bank Of America Merchant Services Richmond VA 11/2012 02/2017
Morgan Stanley Private Bank, National Association New York NY 04/2017 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 10/2024 Present
Bank Of America, N.A. Charlottesville VA 12/2024 Present
  • 02/2017 → 10/2024
    Richmond, VA
  • 11/2012 → 02/2017
    Bank Of America Merchant Services
    Richmond, VA
  • 04/2017 → 10/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2024 → Present
    Charlottesville, VA
  • 12/2024 → Present
    Bank Of America, N.A.
    Charlottesville, VA
Previous Registrations
Other Businesses

I*: 2116365Entity Type: CharitableName of OBA: Virginia OperaAddress: Richmond, VA 23229Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 07/01/2024Number of Hours: 7 hrs mthlyNumber of Hours during trading: 0 Duties: Virginia Opera: Bringing compelling and artistically exemplary opera performances to a wide variety of audiences. Strives too nurture this complex art form , the artist who create it, and the audiences who will ensure its future. My role: Richmond Governance board member. 1. Contribute to the overall direction and vision of the Opera in Richmond2. Ensure financial stability and sustainability of the Richmond operations3. Actively participate in fundraising efforts to support the Opera's activities in Richmond4. Promote the opera within the Richmond community and build relationships with stakeholders5. Act as an advocate for the opera and its mission in the Richmond area6. Participate in board meetings, committees, and decision making process I*2965269, Entity Type: Entity Charitable, Name of OBA: Virginia Opera, Address: Richmond, Virginia, 23229, Investment Related: N, Position, Title, Association: ["Committee","Other"], Employee Start Date: 10/20/2025, No Hours: 75 Yearly, No Hours during Trading: 0 Yearly, Duties: Run Central Virginia Board meetings; participate in state wide Virginia Opera board meetings and provide written or verbal reports; participate in executive committee meetings; serve as a member of the Virginia Opera association Finance Committee, whose charge is limited to oversight of the operating budget, financial statements, and reporting, and which makes no recommendations regarding invested assets or the endowment (those sit with the separate Virginia Opera Foundation Board of Trustees); assist with recruiting new central Virginia board members; support Virginia Opera staff efforts in development, donor engagement, and community outreach; attend events and performances in representative capacity. No individual authority over funds or investments and no role related to the organization's employee retirement plan Virginia Opera’s purpose is to present high-quality opera performances, foster appreciation for the art form, and engage communities through education and outreach. It aims to make opera accessible, inclusive, and sustainable for future generations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Tiana Zenobia Smith-Cluff
  • Tuana Zenobia Smith
  • Tuana Zenobia Smith-Cluff
  • Tiana Smith
  • Tuana Smith-Cluff
  • Tuana Z Smith-Cluff

View on SEC IAPD

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