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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-03-21 |
| CO | RA | APPROVED | 2022-02-09 |
| TX | RA | APPROVED | 2022-02-09 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Scottsdale | AZ | 07/2019 | 06/2021 |
| Jp Morgan Chase Bank | Scottsdale | AZ | 07/2019 | 06/2021 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2019 |
| Jp Morgan Chase Bank | Scottsdale | AZ | 05/2018 | 08/2018 |
| Northwestern Mutual | Greenwood Village | CO | 05/2017 | 11/2017 |
| Unemployed | Scottsdale | AZ | 06/2019 | 06/2019 |
| Autoserv Llc | Scottsdale | AZ | 03/2020 | 12/2020 |
| Jp Morgan Chase Bank, N.A. | Denver | CO | 07/2021 | 01/2022 |
| Jp Morgan Securities Llc | Denver | CO | 07/2021 | 01/2022 |
| Silversky Equity Llc | Carmel | IN | 10/2021 | Present |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 01/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2022 | Present |
*481489 - SilverSky Equity LLC; Investment related - Yes; Carmel, Indiana; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 10; Property Management *487848 - KLH Capital; Investment related - No; Scottsdale, Arizona; Automotive/Transportation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 10; Administrative *559557 - AH Balanced Books LLC ; Investment related - Yes ; Scottsdale, Arizona ; Accounting ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 0 ; After business hours : 1 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-17 |
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