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Fabiano Gomes

Morgan Stanley

Santa Rosa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-08
CA RA APPROVED 2020-01-16
  • TX RA
    APPROVED
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2020-01-16

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber San Francisco CA 07/2013 06/2017
Marlin Adams San Francisco CA 01/2017 06/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 01/2019
Northwestern Mutual Investment Services Llc San Francisco CA 06/2017 01/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2018 01/2019
Morgan Stanley Santa Rosa CA 03/2019 Present
  • 07/2013 → 06/2017
    Uber
    San Francisco, CA
  • 01/2017 → 06/2017
    Marlin Adams
    San Francisco, CA
  • 06/2017 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 01/2019
    Northwestern Mutual Investment Services Llc
    San Francisco, CA
  • 03/2018 → 01/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2019 → Present
    Morgan Stanley
    Santa Rosa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-16
S63 Uniform Securities Agent State Law Examination 2018-03-08
  • S65 Uniform Investment Adviser Law Examination
    2020-01-16
  • S63 Uniform Securities Agent State Law Examination
    2018-03-08

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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