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Francis James Roman

Synergy Asset Management, LLC

Vancouver, WA

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Current Employers
Synergy Asset Management, Llc

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-03-01
  • WA RA
    APPROVED
    Since 2017-03-01

Branch Locations

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boeing Commercial Airplanes Everett WA 08/2015 10/2019
Synergy Financial Services, Inc. Bellevue WA 10/2019 Present
  • 08/2015 → 10/2019
    Boeing Commercial Airplanes
    Everett, WA
  • 10/2019 → Present
    Synergy Financial Services, Inc.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-01

View on SEC IAPD

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