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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-03-27
  • ID RA
    APPROVED
    Since 2024-03-27

Branch Locations

395 W. State St. Suite C, Eagle, ID 83616 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors Inc. Fairfield IA 01/2017 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 05/2021 Present
Bats Xpress Eagle ID 01/2017 Present
Chip Cookies Boise ID 01/2018 06/2020
Target White Plains NY 07/2016 10/2016
Na Nampa ID 11/2016 01/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25

View on SEC IAPD

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