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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-16
SC RA APPROVED 2022-01-06
  • PA RA
    APPROVED
    Since 2024-07-16
  • SC RA
    APPROVED
    Since 2022-01-06

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Conestoga, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Malvern PA 01/2017 09/2017
Randstad Malvern PA 09/2017 04/2018
The Vitamin Shoppe Bryn Mawr PA 03/2016 02/2017
Kelly's Tap Room Bryn Mawr PA 08/2016 02/2017
The Vanguard Group, Inc. Malvern PA 04/2018 08/2020
The Vanguard Group, Inc. Charlotte NC 08/2020 11/2021
Lpl Financial Fort Mill SC 12/2021 Present
  • 01/2017 → 09/2017
    Randstad
    Malvern, PA
  • 09/2017 → 04/2018
    Randstad
    Malvern, PA
  • 03/2016 → 02/2017
    The Vitamin Shoppe
    Bryn Mawr, PA
  • 08/2016 → 02/2017
    Kelly's Tap Room
    Bryn Mawr, PA
  • 04/2018 → 08/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2020 → 11/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2021 → Present
    Lpl Financial
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
S63 Uniform Securities Agent State Law Examination 2017-10-30
  • S66 Uniform Combined State Law Examination
    2019-09-20
  • S63 Uniform Securities Agent State Law Examination
    2017-10-30
Other Names
  • Andrew Nuckolls

View on SEC IAPD

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