Heidi J Harmon

Charles Schwab & Co., Inc.

Bloomington, IN

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-05-01

IN RA
APPROVED

Since 2017-05-01

Branch Locations

1155 South College Mall Road Suite D, Bloomington, IN 47401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co, Inc	Bloomington	IN	01/2017	Present
Cardinal Stage Company	Bloomington	IN	01/2011	12/2016

01/2017 → Present

Charles Schwab & Co, Inc

Bloomington, IN
01/2011 → 12/2016

Cardinal Stage Company

Bloomington, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-01

S66 Uniform Combined State Law Examination

2017-05-01

View on SEC IAPD

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