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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-04 |
Branch Locations
3711 Jfk Parkway Ste 340, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fort Collins | CO | 03/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Fort Collins | CO | 03/2022 | Present |
| Concurrent Advisors | Fort Collins | CO | 03/2022 | 05/2023 |
| Edward D. Jones & Co., L.P. | Anchorage | AK | 11/1998 | 02/2022 |
(1)Name of Business: Impact Financial Strategies Address: 3711 John F Kennedy Pkwy Ste 340, Fort Collins, CO, 80525-2658, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:41+Description of duties: Independent financial advisor (2)Name of Business: Shotgun Chaps LLC Address: 3711 John F Kennedy Pkwy Ste 340, Fort Collins, CO, 80525-2658, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Independent financial advising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-03 |
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