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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-15
  • FL RA
    APPROVED
    Since 2025-10-15

Branch Locations

Bradenton, FL • United States

7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Milwaukee WI 01/2017 02/2021
Ground Source De Pere WI 06/2013 12/2016
Russell Investments Milwaukee WI 02/2021 05/2021
William Blair Chicago IL 06/2021 11/2021
Baird Milwaukee WI 11/2021 04/2024
Cambridge Investment Research, Inc. Fairfield IA 10/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2025 Present
Zs Rfi Ventures, Llc Brandenton FL 09/2024 09/2025
Unemployed Bradenton FL 05/2024 08/2024
  • 01/2017 → 02/2021
    Baird
    Milwaukee, WI
  • 06/2013 → 12/2016
    Ground Source
    De Pere, WI
  • 02/2021 → 05/2021
    Milwaukee, WI
  • 06/2021 → 11/2021
    Chicago, IL
  • 11/2021 → 04/2024
    Baird
    Milwaukee, WI
  • 10/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2025 → Present
    Fairfield, IA
  • 09/2024 → 09/2025
    Zs Rfi Ventures, Llc
    Brandenton, FL
  • 05/2024 → 08/2024
    Unemployed
    Bradenton, FL
Previous Registrations
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 09/10/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. ZS REI VENTURES LLC, 17844 Gulf Ranch Place, Bradenton FL 34211, United States, 10/01/2024, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 3. SMARTPRO FINANCIAL, 7970 Cooper Creek Blvd, Bradenton FL 34201, United States, 10/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 140 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
  • S66 Uniform Combined State Law Examination
    2020-01-29

View on SEC IAPD

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