Mario George Walker

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 09/2022
  Jpmorgan Chase Bank, N.A.
  Sugar Land, TX
• 11/2019 → 09/2022
  J.P. Morgan Securities Llc
  Sugar Land, TX
• 03/2019 → 10/2019
  Regions Bank
  Katy, TX
• 05/2017 → 03/2019
  Bbva Compass-Bunker Hill Branch
  Houston, TX
• 01/2017 → 05/2017
  New York Life Insurance Company
  Houston, TX
• 08/2016 → 01/2017
  Family Heritage
  Spring, TX
• 09/2022 → Present
  Wells Fargo Clearing Services, Llc
  Katy, TX
• 09/2022 → Present
  Wells Fargo Bank, Na
  Katy, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-17
• S63 Uniform Securities Agent State Law Examination
  2020-01-23

Other Names

• Mario George Walker
• Mario G. Walker
• Mario G Walker