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Mario George Walker

Wells Fargo Clearing Services, LLC

Houston, TX

Katy, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
  • TX RA
    APPROVED
    Since 2022-11-17

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

6445 Fm 1463 Ste 100, Katy, TX 77979 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sugar Land TX 11/2019 09/2022
J.P. Morgan Securities Llc Sugar Land TX 11/2019 09/2022
Regions Bank Katy TX 03/2019 10/2019
Bbva Compass-Bunker Hill Branch Houston TX 05/2017 03/2019
New York Life Insurance Company Houston TX 01/2017 05/2017
Family Heritage Spring TX 08/2016 01/2017
Wells Fargo Clearing Services, Llc Katy TX 09/2022 Present
Wells Fargo Bank, Na Katy TX 09/2022 Present
  • 11/2019 → 09/2022
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 11/2019 → 09/2022
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 03/2019 → 10/2019
    Regions Bank
    Katy, TX
  • 05/2017 → 03/2019
    Bbva Compass-Bunker Hill Branch
    Houston, TX
  • 01/2017 → 05/2017
    New York Life Insurance Company
    Houston, TX
  • 08/2016 → 01/2017
    Family Heritage
    Spring, TX
  • 09/2022 → Present
    Wells Fargo Clearing Services, Llc
    Katy, TX
  • 09/2022 → Present
    Wells Fargo Bank, Na
    Katy, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-17
S63 Uniform Securities Agent State Law Examination 2020-01-23
  • S65 Uniform Investment Adviser Law Examination
    2022-11-17
  • S63 Uniform Securities Agent State Law Examination
    2020-01-23
Other Names
  • Mario George Walker
  • Mario G. Walker
  • Mario G Walker

View on SEC IAPD

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