David Deforest Thomas

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-03-07

OH RA
APPROVED

Since 2017-03-07

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Cleveland	OH	01/2017	Present
Pnc Financial Services	Cleveland	OH	09/1999	01/2017

01/2017 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH
09/1999 → 01/2017

Pnc Financial Services

Cleveland, OH

Other Businesses

BRECK ID LLC, INV RELATED, BRECKSVILLE, OH, 100% OWNERSHIP, START: 2/8/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES: ORDER FULFILLMENT/RETAIL OF MEDICAL IDS FACILITY TRUTH LLC; INV RELATED;BRECKSVILLE,OH; 100% OWNERSHIP; START DATE: 05/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-06

S66 Uniform Combined State Law Examination

2017-03-06

Other Names

Thomas David

View on SEC IAPD