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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-25 |
| PA | RA | APPROVED | 2025-02-27 |
| NJ | RA | APPROVED | 2025-02-26 |
Branch Locations
Lawrenceville, NJ • United States
100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hauppauge | NY | 02/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | 01/2025 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 02/2025 | Present |
Outside Employment; Lemon Hill Capital Group, LLC; AFA; Manage advisory business; 100 N. 18th St - Suite 750, , Philadelphia, PA, 19103; Investment-Related; 02/19/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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