Nelson David Castaneda

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 01/2017
  Wells Fargo Bank, Na
  Shelton, CT
• 01/2017 → 11/2022
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 12/2022 → Present
  Citigroup
  Miami, FL

Previous Registrations

• 2021-03-08 → 2022-12-08
  Wells Fargo Clearing Services, Llc
  Shelton, CT
  Purchase, NY
  Orange, CT
  Boca Raton, FL
  Boca Raton, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-03-08
• S63 Uniform Securities Agent State Law Examination
  2017-04-06

Other Names

• Nelson Castaneda
• Nelson David Castaneda