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6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-10 |
Branch Locations
6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2017 | 03/2024 |
| Lost Coffee | Castle Rock | CO | 09/2016 | 01/2017 |
| Deroyal Industries | Powell | TN | 06/2015 | 09/2016 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 10/2021 | 03/2024 |
| Tvamp | Knoxville | TN | 04/2024 | Present |
| Lpl Financial Llc | Knoxville | TN | 04/2024 | Present |
| Tennessee Brokerage Agency | Knoxville | TN | 04/2024 | Present |
1. 04/17/2024- TVAMP - DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 04/30/2024 - TVAMP - Investment Related - At Reported Business Location(s) - Start Date 04/08/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through TVAMP, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-30 |
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