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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED | 2026-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Bank | Fort Smith | AR | 06/2012 | 01/2017 |
| Arvest Wealth Management | Fort Smith | AR | 01/2017 | 06/2017 |
| Arvest Wealth Management | Alma | AR | 06/2017 | 12/2020 |
| Arvest Wealth Management | Van Buren | AR | 12/2020 | 02/2023 |
| Arvest Wealth Management | Alma | AR | 02/2023 | 09/2023 |
| Equitable Advisors, Llc | New York | NY | 10/2023 | 01/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: PRECIOUS LEGACY LLC; INVESTMENT RELATED: NO; ADDRESS: ROGERS, MN 55374; NATURE OF BUSINESS: TAX PURPOSES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NO SPECIFIC DUTIES. ENTITY USED FOR TAX PURPOSES; 2. NAME OF OTHER BUSINESS: WHITE GLOVE WEALTH INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/17/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-01 |
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