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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dean James Ripley | Phoenix | NY | 01/2017 | 11/2025 |
| Target | Clay | NY | 10/2014 | 12/2016 |
| Jeanine Snyder | Boulder | CO | 02/2017 | 11/2025 |
| Northwestern Mutual Investment Services Llc | Phoenx | NY | 04/2017 | 11/2025 |
| Trevor Garlock | Phoenix | NY | 06/2018 | 11/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2022 | 11/2025 |
| Ameriprise Financial Services, Llc | Liverpool | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-18 |
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