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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
MO RA APPROVED 2026-04-03
MI RA APPROVED 2026-03-30
UT RA APPROVED 2026-01-23
  • TX RA
    APPROVED
    Since 2026-08-06
  • MO RA
    APPROVED
    Since 2026-04-03
  • MI RA
    APPROVED
    Since 2026-03-30
  • UT RA
    APPROVED
    Since 2026-01-23

Branch Locations

San Tan Valley, AZ • United States

3200 E Camelback Rd Ste 150, Phoenix, AZ 85018 • United States

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-16
  • AZ RA
    APPROVED
    Since 2026-07-16

Branch Locations

1825 S. Val Vista Drive, Mesa, AZ 85204 • United States

925 N. Dobson Road, Mesa, AZ 85201 • United States

3200 E. Camelback Road Suite 150, Phoenix, AZ 85018 • United States

1959 E. Camelback Road, Phoenix, AZ 85016 • United States

7170 E. Mcdowell Road, Scottsdale, AZ 85257 • United States

2804 N. 44Th Street, Phoenix, AZ 85008 • United States

3200 N. Central Suite 100, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2017 03/2017
University Of Arizona Tucson AZ 08/2012 12/2016
University Of Arizona Office Of Admissions Tucson AZ 09/2013 10/2016
Morgan Stanley Gilbert AZ 09/2020 10/2022
Unemplyed Gilbert AZ 03/2017 08/2017
Tech Usa, Llc Tempe AZ 08/2017 11/2017
Carvana Llc Tempe AZ 11/2017 09/2020
Merrill Lynch, Pierce, Fenner & Smith Gilbert AZ 10/2022 01/2026
Bank Of America N.A. Gilbert AZ 11/2022 01/2026
Ameriprise Financial Services, Llc Phoenix AZ 01/2026 Present
Fifth Third Securities Phoenix AZ 07/2026 Present
  • 01/2017 → 03/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2012 → 12/2016
    University Of Arizona
    Tucson, AZ
  • 09/2013 → 10/2016
    University Of Arizona Office Of Admissions
    Tucson, AZ
  • 09/2020 → 10/2022
    Gilbert, AZ
  • 03/2017 → 08/2017
    Unemplyed
    Gilbert, AZ
  • 08/2017 → 11/2017
    Tech Usa, Llc
    Tempe, AZ
  • 11/2017 → 09/2020
    Carvana Llc
    Tempe, AZ
  • 10/2022 → 01/2026
    Merrill Lynch, Pierce, Fenner & Smith
    Gilbert, AZ
  • 11/2022 → 01/2026
    Bank Of America N.A.
    Gilbert, AZ
  • 01/2026 → Present
    Phoenix, AZ
  • 07/2026 → Present
    Fifth Third Securities
    Phoenix, AZ
Previous Registrations
Other Businesses

Outside Employment; Comerica Bank; Financial Advisor; Comerica Bank; 3200 E. Camelback Rd, , Phoenix, AZ, 85018; Investment-Related; 01/23/2026; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-23
S63 Uniform Securities Agent State Law Examination 2017-02-22
  • S66 Uniform Combined State Law Examination
    2021-05-23
  • S63 Uniform Securities Agent State Law Examination
    2017-02-22
Other Names
  • Victor M Sanchez
  • Victor Sanchez

View on SEC IAPD

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