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CRD 6746954
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-06 |
| MO | RA | APPROVED | 2026-04-03 |
| MI | RA | APPROVED | 2026-03-30 |
| UT | RA | APPROVED | 2026-01-23 |
Branch Locations
San Tan Valley, AZ • United States
3200 E Camelback Rd Ste 150, Phoenix, AZ 85018 • United States
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-16 |
Branch Locations
1825 S. Val Vista Drive, Mesa, AZ 85204 • United States
925 N. Dobson Road, Mesa, AZ 85201 • United States
3200 E. Camelback Road Suite 150, Phoenix, AZ 85018 • United States
1959 E. Camelback Road, Phoenix, AZ 85016 • United States
7170 E. Mcdowell Road, Scottsdale, AZ 85257 • United States
2804 N. 44Th Street, Phoenix, AZ 85008 • United States
3200 N. Central Suite 100, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2017 | 03/2017 |
| University Of Arizona | Tucson | AZ | 08/2012 | 12/2016 |
| University Of Arizona Office Of Admissions | Tucson | AZ | 09/2013 | 10/2016 |
| Morgan Stanley | Gilbert | AZ | 09/2020 | 10/2022 |
| Unemplyed | Gilbert | AZ | 03/2017 | 08/2017 |
| Tech Usa, Llc | Tempe | AZ | 08/2017 | 11/2017 |
| Carvana Llc | Tempe | AZ | 11/2017 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith | Gilbert | AZ | 10/2022 | 01/2026 |
| Bank Of America N.A. | Gilbert | AZ | 11/2022 | 01/2026 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 01/2026 | Present |
| Fifth Third Securities | Phoenix | AZ | 07/2026 | Present |
Outside Employment; Comerica Bank; Financial Advisor; Comerica Bank; 3200 E. Camelback Rd, , Phoenix, AZ, 85018; Investment-Related; 01/23/2026; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-22 |
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