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Joaquin Padilla Carlos

J.P. Morgan Securities LLC

El Paso, TX

El Paso, TX

El Paso, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
  • TX RA
    APPROVED
    Since 2024-07-26

Branch Locations

135 Shadow Mountain Dr, El Paso, TX 79912 • United States

1890 Joe Battle Blvd, El Paso, TX 79936 • United States

12244 Montana Ave, El Paso, TX 79938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America El Paso TX 02/2013 11/2016
Nylife Securities Llc El Paso TX 07/2017 10/2018
New York Life Insurance Company El Paso TX 01/2017 10/2018
Wells Fargo Bank, Na El Paso TX 01/2019 07/2024
Wells Fargo Clearing Services, Llc El Paso TX 01/2019 07/2024
Maguey Azul Llc El Paso TX 01/2023 06/2024
Blue Magic Water And Ice Llc El Paso TX 01/2023 06/2024
J.P. Morgan Securities Llc El Paso TX 07/2024 Present
Jpmorgan Chase Bank, N.A. El Paso TX 07/2024 Present
Unemployed El Paso TX 12/2016 12/2016
Unemployed El Paso TX 11/2018 12/2018
  • 02/2013 → 11/2016
    Bank Of America
    El Paso, TX
  • 07/2017 → 10/2018
    Nylife Securities Llc
    El Paso, TX
  • 01/2017 → 10/2018
    New York Life Insurance Company
    El Paso, TX
  • 01/2019 → 07/2024
    Wells Fargo Bank, Na
    El Paso, TX
  • 01/2019 → 07/2024
    Wells Fargo Clearing Services, Llc
    El Paso, TX
  • 01/2023 → 06/2024
    Maguey Azul Llc
    El Paso, TX
  • 01/2023 → 06/2024
    Blue Magic Water And Ice Llc
    El Paso, TX
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    El Paso, TX
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    El Paso, TX
  • 12/2016 → 12/2016
    Unemployed
    El Paso, TX
  • 11/2018 → 12/2018
    Unemployed
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-26
S63 Uniform Securities Agent State Law Examination 2017-08-19
  • S66 Uniform Combined State Law Examination
    2019-03-26
  • S63 Uniform Securities Agent State Law Examination
    2017-08-19
Other Names
  • Joaquin Padilla Carlos
  • Joaquin Padilla

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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